 |
Books |
|
- Dale, R.S. (December 2006). Napoleon is Dead! Lord Cochrane and the Great Stock Exchange Scandal . Sutton Publishing.
- Dale, R. (2004). The First Crash: Lessons from the South Sea Bubble. Princeton University Press.
- Dale R.S. with S.H.Thomas (December 2000). The Role of Credit Ratings in the Basel Capital Adequacy Proposals. ECMI .
- Dale, R.S. (February 2000). Deposit Insurance in Theory and Practice . SUERF Papers.
- Dale, R.S. (1999). Reforming Japan's Payment, Clearing and Settlement Systems. The London Institute of International Banking, Finance and Development Law.
- Dale, R.S. (1998). Risk Management in US Derivative Clearing Houses. The London Institute of International Banking, finance and Development Law.
- Dale, R.S. (co-editor) (1998). Tracking: the Revolution in Fund Management . Financial Times.
- Dale, R.S. (1996). Risk and Regulation in Global Securities Markets . Chichester and Hong Kong: John Wiley and Science and Culture Publishing House.
- McKenzie, G., Beattie, V., Casson, P.D., Dale, R.S., Sutcliffe, C.M.S. and M.J. Turner (1995). Banks and Bad Debts. London: John Wiley.
- Dale, R.S. (1992). International banking Deregulation: the Great Banking Experiment. Blackwells.
- Dale, R.S. (1990). Financial Times Credit Ratings International. London: Financial Times.
- Dale, R.S, Leslie, J, Wyatt, G. (November 1988). Futures and Options . Financial Times Business Information.
- Dale, R.S. (editor) (1986). Financial Deregulation. Woodhead-Faulkner.
- Dale, R.S. (1984). The Regulation of International Banking. Woodhead-Faulkner, and Prentice Hall USA.
- Dale, R.S. and Mattione R. (1983). Managing Global Debt. Washington DC: Brookings Institution.
- Dale, R.S. (1982). Bank Supervision Around the World. New York: Group of Thirty.
- Dale, R.S. (1979). Anti-dumping Law in a Liberal Trade Order. Macmillan Press and St Martins Press.
|
|
Chapters in books |
|
- Wolfe, S and R. Dale (2003). The regulation of International Banking: Structural Issues. In Victor Murinde and Andy Mullineux (Eds.), Handbook of International Banking (pp. 572-611 Chapter 20). Edward Elgar Publishing Ltd., (ISBN: 1 84064 093 6)
- Wolfe, S and R. Dale (1999). The Structure of Financial Regulation. In Shahid Javed Burki and Guillermo E. Perry (Eds.), Annual World Bank Conference on Development in Latin America and the Caribbean 1998 : Banks and Capital Markets (pp. pp. 211-240). Washington, D.C.: The World Bank., (ISBN: 0-8213-4520-6)
- Wolfe, S. and R. Dale (1996). Capital Standards. In Benn Steil (Ed.), European Equity markets: the state of the union and an agenda for the millennium (pp. pp. 225-58.). London: The Royal Institute of International Affairs., (ISBN: 1 899 658 10 6)
|
|
Articles in refereed journals |
|
- R. S. Dale, J. E. V. Johnson and L. Tang (2007). Pitfalls in the quest for South Sea rationality. The Economic History Review, 60(4), 766-772. On-line article
- Dale, R.S., Johnson, J.E.V. and L. Tang (2005). Financial Markets can go mad : Evidence of irrational behaviour during the South Sea Bubble. The Economic History Review, LVIII, 2, 233-271.
- Wolfe, S. and R. Dale (March 2003). The UK financial services authority: Unified regulation in the new market environment. Journal of International Banking Regulation, 4(3), 200-224., (ISSN: 1465-4830)
- Dale, R.S. (2001). Failures at equitable life. Journal of Financial Regulation and Compliance, 9(2), 103-104.
- Dale, R.S. (February 2000). Deposit Insurance in Theory and Practice, Journal of Financial Regulation and Compliance, 36-56.
- Dale, R.S. (July 1999). Reforming Japan's Payment, Clearing and Settlement Systems Part 2: Securities and Derivatives Settlement. Journal of International Banking Law, 230-239.
- Dale, R.S. (June 1999). Reforming Japan's Payment, Clearing and Settlement Systems Part 1: Large Value Interbank Payment Systems. Journal of International Banking Law, 177-184.
- Dale, R.S. (February 1999). Controlling Foreign Exchange Settlement Risk. Banking and Finance Law Reveiw, 329-347.
- Dale, R.S. (December 1998). Risk Management and Public Policy in Clearing, Payment and Settlement Systems. International Finance . Blackwells., 229-259.
- Wolfe, S and R. Dale (December 1998). The Structure of Financial Regulation. Journal of Financial Regulations and Compliance, Vol. 6 No.4., 326-50.
- Dale, R.S. (November 1998). Clearing and Settlement Risks in Global Securities Markets: The Case of Cedel. Journal of International Banking Law, 348-358.
- Dale, R.S. (September 1998). Risk Management in US Derivatives Clearing Houses. European Financial Services Law, 173-178.
- Dale, R.S. (July 1998). Clearing and Settlement Risks in Global Securities Markets: The Case of Euroclear. Journal of Business Law, 434-453.
- Dale, R.S. (1998). The London Clearing House: Managing Risks in Derivatives Markets. Banking and Finance Law Review, 13 (2), 173-198.
- Dale, R.S. (1997). Controlling Risks in Large-Value Interbank Payment Systems. Journal of International Banking Law, 12 (11), 426-434.
- Dale, R.S. (1997). Derivates Clearing Houses: The Regulatory Challenge . Journal of International Banking Law, 12 (2), 46-55.
- Dale, R.S. (1995). Banks Crises Management: the Case of the UK . Journal of International Banking Law, 326-333.
- Dale, R.S. (1995). The Capital Adequacy Regulation of US Broker-Dealers: A Comparative Analysis Part 1. Journal of Financial Regulation and Compliance, 3 (1), 11-27.
- Dale, R.S. (1995). The Capital Adequcay Regulation of US Broker-Dealers: A Comparative Analysis Part 2. Journal of Financial Regulation and Compliance , 3 (2), 153-175.
- Dale, R.S. (November 1994). Regulating investment business in the single market. Bank of England Quarterly Bulletin, 333-340.
- Dale, R.S. (June 1994). Issues in International Banking Regulation: Global Policies for Global Markets. Financial Review (Japan), 32, 118-150.
- Dale, R.S. (1994). How safe should banks be? An international perspective . Consumer Finance Quarterly Review (US), 372-379.
- Dale, R.S. (1994). The regulation of investment firms in the European Union (Part 1). Journal of International Banking Law, 9 (10), 394-401.
- Dale, R.S. (1994). The regulation of investment firms in the European Union (Part 2). Journal of International Banking Law, 9 (11), 464-473.
- Dale, R.S. (September 1993). How Risky are Derivatives?. Journal of International Banking Law, 345-348.
- Dale, R.S. (July 1993). Deposit Insurance: US and EC Reforms. Journal of International Securities Markets, 5-15.
- Dale, R.S. (1993). Bank Regulation After BCCI. Journal of International Banking Law, 8 (1), 8-17.
- Dale, R.S. (1992). Reflections on the BCCI Affair. The International Lawyer (US), p 949-961.
- Dale, R.S. (1991). Regulating Banks' Securities Activities: A Global Assessment. Journal of International Securities Markets, 6, p 277-290.
- Dale, R.S. (1991). Repealing Glass-Steagall. The Journal of International Securities Markets, 5, 105-111.
- Thomas, S. and R. Dale (1991). The Regulatory Use of Credit Ratings in International Financial Markets. Journal of International Securities Markets, 9-18.
- Dale, R.S. (September 1990). The EEC's approach to capital adequacy for investment firms. The Journal of International Securities Markets, 1-9.
- Dale, R.S. (1990). Glass-Steagall and US Banks' Securities Activities. Journal of International Banking Law , 5 (8)
- Dale, R.S. (1988). Canada's Big Bang: the New Regulatory Framework. Journal of International Banking Law
- Dale, R.S. (1987). Japan's "Glass-Steagall" Act. Journal of International Banking Law
- Dale, R.S (1982). A Proposal for the LDC Debt Problem . The Columbia Journal of World Business
|
|
Articles in practitioner journals |
|
- Dale, R.S. (March 2001). Evidence submitted to Treasury Committee. Minutes of Evidence, Equitable Life and the Life Assurance Industry, House of Commons, 2pp.
- Dale, R.S. and S. Thomas (2001). The role of credit ratings in the Basle capital adequacy proposals. European Capital Markets Institute Short Paper, 2
- Thomas, S., Dale, R.S. and ap Gwilym, O. (March 1998). The Tracker Revolution. Pensions Week Supplement, 12-13.
- Dale, R.S. (February 1998). The Asian Debt Crisis. Butterworths Journal of International Banking and Financial Law , 13 (2), 1-2.
- Thomas, S., Dale, R.S., ao Gwilym, O. and C. Sutcliffe (1998). Active versus Passive: Review of the Evidence. Global Tracker Funds. FT Financial Publishing.
- Dale, R.S. (1996). Regulating global markets . Butterworths Journal of International Banking and Financial Law , 11 (9), 407-409.
- Dale, R.S. (September 1995). The Wider Lessons of Barings. Butterworths Journal of International Banking and Finance Law , 1-2.
- Dale, R.S. (1995). Derivatives: The New Regulatory Challenge. Butterworths Journal of International Banking and Finance Law, 10 (1), 11-17.
- Dale, R.S. (March 1990). The Future Evolution of the Financial Services Industry in Europe. Royal Bank of Scotland Review, 3-15.
- Dale, R.S. (June 1988). Financial Regulation After the Crash. Royal Bank of Scotland Review, 3-17.
- Dale, R.S. (July 1986). Universal Banking: The German Model. The Banker
- Dale, R.S. (December 1984). Unrecorded Capital Flows: Is the United States Already a Net Debtor?. The Banker
- Dale, R.S. (July 1984). Continental Illinois: the lessons for deposit insurance. The Banker
- Dale, R.S. (1984). The Licensing and Authorisation of Foreign Banks. Issues in Bank Regulation
- Dale, R.S. (March 1983). Country Risk and Bank Regulation. The Banker
- Dale, R.S. (August 1982). Safeguarding the International Banking System. The Banker
- Dale, R.S. (September 1981). The Prudential Regulation of Multinational Banking. National Westminster Bank Quarterly Review
|
|
Working papers |
|
- Dale, R. and S. Wolfe (February 1996). EU Capital Requirements and the Level Playing Field. Discussion Papers in Accounting and Management Science, 96-111. Southampton: University of Southampton.
- Dale, R., McKenzie, G. and S. Thomas (July 1995). The Harmonisation of European Union Financial Market Directives. Discussion Papers in Accounting and Management Science, 95-104. Southampton: University of Southampton.
- Beattie, V., Casson, P., Dale, R., McKenzie, G., Sutcliffe, C. and M. Turner (December 1994). Loan Loss Provisioning by International Banks: Estimation, Determinants and Evidence. Discussion Papers in Accounting and Management Science, 94-90. Southampton: University of Southampton.
- Dale, R. (December 1994). The Capital Adequacy Regulation of US Broker-Dealers: A Comparative Analysis. Discussion Papers in Accounting and Management Science, 94-91. Southampton: University of Southampton.
- Dale, R. (July 1994). The Regulation of Investement Firms in the European Union. Discussion Papers in Accounting and Management Science, 94-85. Southampton: University of Southampton.
- Dale, R. (April 1994). Issues in International Banking Regulation: Global Policies for Global Markets. Discussion Papers in Accounting and Management Science, 94-80. Southampton: University of Southampton.
- Dale, R. and C. Sutcliffe (February 1994). Provisioning Against Bank Loan Losses: An Economic Perpsective. Discussion Papers in Accounting and Management Science, 94-79. Southampton: University of Southampton.
- Dale, R. (June 1992). How Safe Should Banks Be?. Discussion Papers in Accounting and Management Science, 92-37. Southampton: University of Southampton.
- Dale, R. (December 1991). Regulating Banks' Securities Activities: A Global Assessment. Discussion Papers in Accounting and Management Science, 91-21. Southampton: University of Southampton.
- Dale, R. (May 1991). UK Regulation of Financial Conglomerates After Big Bang. Discussion Papers in Accounting and Management Science, 91-11. Southampton: University of Southampton.
|
|
